Investment philosophy discipline – What you believe in and why?
An investment philosophy is a critical part to any investment management related firm. From both an external (customer/regulator) and internal (discipline/focus) perspective, an investment philosophy is should be central to the investment management function with the firm.
Investment process structure – How you do it?
The investment process delivers on the investment philosophy. A robust, repeatable and actionable investment process is an essential part of a financial advisory or wealth management business.
Ensuring regulatory compliance
Investment management activities are continuously in the spotlight for the FCA. Having a solid investment philosophy, defined investment process and overall structure to the investment management function within the business, will mean that focus can be on business generation and client care.
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